This training course provides delegates with guidance on key conduct risk and risk governance issues along with best practice approaches in how to build and maintain a conduct risk programme.
Day one will start with a regulatory refresher and overview of the driving forces behind conduct risk before moving on to the role of the compliance function. How to identify and measure conduct risk will be discussed along with best practice approaches to building a positive risk culture.
Day two continues with a session on how to build a conduct risk framework, followed by an overview of how to then implement. ALM and KYC will be looked at before the course concludes with a discussion on the technology options that conduct professionals have at their disposal.
Category: Classes / Courses | Professional Training | Business & Economics.
Conferences | Business & Economics | Banking,
Conferences | Business & Economics | Finance.
9:00 am - 5:00 pm.
|Contact Person:||Rhea Fenton|
|Organizer State/Province: (Outside US)|
|Organizer Country||Data not provided|
|Organizer Phone||+44 (0) 207 316 9268|
|Structural makeup||Data not provided|
|Event sold out?||No|
|Multiple locations or dates?||No|
|Statistics available for most recent event held in:||NA|
|Average number in event attendance of:|
|Number in attendance of:|
|Is Registration contact information the same as Organizer Contact above?||Yes|
|Web Page |
|Can one register for your CE on your web site?||NA|
|Can registration be made by snail (regular) mail?||Yes|
|Online housing reservations:|| |
|Do you have additional written or AV materials for sale?||No|
|If so, are they available for non-attendees as well as those attending?||NA|
|Is full tuition necessary to ensure registration?||No|
|Will there be shuttle service available?||NA|